Regulatory Information
Regulatory Information
Identification, service description, and disclaimers pursuant to Law No. 21,521 (Fintech Law) and the regulations of Chile's Financial Market Commission (CMF).
Identification
Regulatory Identification
Application for registration in the Registry of Financial Service Providers (RPSF) of Chile's Financial Market Commission (CMF) currently in process, pursuant to Law No. 21,521 (Fintech Law) and General Rule No. 502.
Service Description
Investment Advisory
Personalized investment recommendations, at the client's request or on the advisor's initiative, regarding transactions in financial instruments, pursuant to Article 3 No. 3 of Law No. 21,521. The service covers index and ETF option strategies, exchange-listed financial futures, equities, fixed income, and crypto-assets.
Clients
The service is provided exclusively to Qualified Investors as defined under letter f) of Article 4 bis of Law No. 18,045 and CMF regulations, under the authorization exemption set forth in Article 4 of Law No. 21,521.
Clients hold their investment accounts in their own name with regulated brokers. The advisor does not receive, manage, or hold custody of client funds or securities.
Disclaimers
Disclaimers
- All investments in financial instruments involve risk, including the total loss of invested capital. Options and futures strategies involve leverage and may generate losses exceeding the initial investment.
- Past performance does not guarantee future results.
- The information on this website is for informational purposes only and does not constitute a public offering of securities or an investment recommendation for non-clients.